Who Needs Our Expert AML Advisory Services?
Who Needs Us
Our services are designed to support companies subject to AML regulations, DORA, and the AI Act across the regulatory environment. We work with a wide range of sectors, from financial institutions to high-value goods dealers and fintech startups.
Do I Have to Comply with AML, DORA, or the AI Act?
Explainer: All Regulated Entities
Lexio Advisory provides regulatory advice and compliance support to “Designated Persons” under the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010.
This includes:
- Financial services firms
- Legal and accounting practices
- High-Value Goods Dealers (HVGDs)
In today’s landscape, the regulation of payment flows means that all firms, regardless of sector, are expected to implement adequate compliance structures. AML obligations are no longer limited to financial services alone.
Key points for regulated firms:
- AML policies and procedures are mandatory across all sectors
- Firms regulated by the Central Bank of Ireland (CBI) must also adhere to outsourcing controls, operational resilience, IAF/SEAR, DORA, and the AI Act
- Strong internal controls and reporting mechanisms are essential to meet current and future compliance expectations
Companies Under Investigation by Regulators
Typical Regulators Involved:
- Central Bank of Ireland (CBI)
- Irish Auditing and Accounting Supervisory Authority (IAASA)
- Law Society of Ireland
- Department of Justice (HVGDs)
What You Need:
- Urgent advice
- Remediation planning
- Board and regulator reporting
Our Services
Crisis
management
Regulatory
response
Implementation of corrective actions
Ongoing
monitoring
Provision
of training
Companies with Regulatory Concerns
Businesses that have received a ‘letter of concern’ or are proactively seeking to audit their systems in response to new regulatory pressures.
What You Need:
- Independent audits
- Identification of compliance gaps
- Support in implementing corrective measures
Our Services
Risk assessments
Gap analysis
Enhanced procedures
Staff training
Fintech Startups and Understaffed Companies
Firms that are new to AML requirements or lack the internal capacity to manage their own compliance frameworks.
What You Need:
- Foundational AML structure
- Ongoing compliance support
- Scalable systems and reporting
Our Services
Design and implementation of compliance frameworks
Development of internal reporting processes
Outsourced compliance officer services
Staff onboarding and training
Have any questions?
How We Work
At Lexio Advisory, we follow a practical, structured process to ensure clarity, control, and measurable outcomes.
Initial Consultation
Understanding your unique challenges and compliance landscape.
Risk Assessment
Comprehensive evaluation of your AML status and gap analysis.
Service Agreement
We outline a tailored action plan aligned with your priorities.
Implementation
Execution of audits, policies, and training to address compliance gaps.
Ongoing Support
Continuous monitoring, regulatory updates, and strategic advice.